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- SUPREME COURT OF THE UNITED STATES
- --------
- Nos. 91-543, 91-558 and 91-563
- --------
- NEW YORK, PETITIONER
- 91-543 v.
- UNITED STATES et al.
-
- COUNTY OF ALLEGANY, NEW YORK, PETITIONER
- 91-558 v.
- UNITED STATES et al.
-
- COUNTY OF CORTLAND, NEW YORK, PETITIONER
- 91-563 v.
- UNITED STATES et al.
- on writs of certiorari to the united states court of
- appeals for the second circuit
- [June 19, 1992]
-
- Justice White, with whom Justice Blackmun and
- Justice Stevens join, concurring in part and dissenting in
- part.
- The Court today affirms the constitutionality of two facets
- of the Low-Level Radioactive Waste Policy Amendments Act
- of 1985 (1985 Act), Pub. L. 99-240, 99 Stat. 1842, 42
- U. S. C. 2021b et seq. These provisions include the
- monetary incentives from surcharges collected by States
- with low-level radioactive waste storage sites and rebated
- by the Secretary of Energy to States in compliance with the
- Act's deadlines for achieving regional or in-state disposal,
- see 2021e(d)(2)(A) and 2021e(d)(2)(B)(iv), and the -access
- incentives,- which deny access to disposal sites for States
- that fail to meet certain deadlines for low-level radioactive
- waste disposal management. 2021e(e)(2). The Court
- strikes down and severs a third component of the 1985 Act,
- the -take title- provision, which requires a noncomplying
- State to take title to or to assume liability for its low-level
- radioactive waste if it fails to provide for the disposal of
- such waste by January 1, 1996. 2021e(d)(2)(C). The
- Court deems this last provision unconstitutional under
- principles of federalism. Because I believe the Court has
- mischaracterized the essential inquiry, misanalyzed the
- inquiry it has chosen to undertake, and undervalued the
- effect the seriousness of this public policy problem should
- have on the constitutionality of the take title provision, I
- can only join Parts III-A and III-B, and I respectfully
- dissent from the rest of its opinion and the judgment
- reversing in part the judgment of the Court of Appeals.
- I
- My disagreement with the Court's analysis begins at the
- basic descriptive level of how the legislation at issue in this
- case came to be enacted. The Court goes some way toward
- setting out the bare facts, but its omissions cast the
- statutory context of the take title provision in the wrong
- light. To read the Court's version of events, see ante, at
- 2-3, one would think that Congress was the sole proponent
- of a solution to the Nation's low-level radioactive waste
- problem. Not so. The Low-Level Radioactive Waste Policy
- Act of 1980 (1980 Act), Pub. L. 96-573, 94 Stat. 3347, and
- its amendatory Act of 1985, resulted from the efforts of
- state leaders to achieve a state-based set of remedies to the
- waste problem. They sought not federal pre-emption or
- intervention, but rather congressional sanction of interstate
- compromises they had reached.
- The two signal events in 1979 that precipitated move-
- ment toward legislation were the temporary closing of the
- Nevada disposal site in July 1979, after several serious
- transportation-related incidents, and the temporary
- shutting of the Washington disposal site because of similar
- transportation and packaging problems in October 1979. At
- that time the facility in Barnwell, South Carolina, received
- approximately three-quarters of the Nation's low-level
- radioactive waste, and the Governor ordered a 50 percent
- reduction in the amount his State's plant would accept for
- disposal. National Governors' Association Task Force on
- Low-Level Radioactive Waste Disposal, Low-Level Waste:
- A Program for Action 3 (Nov. 1980) (hereinafter A Program
- for Action). The Governor of Washington threatened to
- shut down the Hanford, Washington, facility entirely by
- 1982 unless -some meaningful progress occurs toward-
- development of regional solutions to the waste disposal
- problem. Id., at 4, n. Only three sites existed in the
- country for the disposal of low-level radioactive waste, and
- the -sited- States confronted the undesirable alternatives
- either of continuing to be the dumping grounds for the
- entire Nation's low-level waste or of eliminating or reduc-
- ing in a constitutional manner the amount of waste
- accepted for disposal.
- The imminence of a crisis in low-level radioactive waste
- management cannot be overstated. In December 1979, the
- National Governors' Association convened an eight-member
- task force to coordinate policy proposals on behalf of the
- States. See Status of Interstate Compacts for the Disposal
- of Low-Level Radioactive Waste: Hearing before the Senate
- Committee on the Judiciary, 98th Cong., 1st Sess., 8 (1983).
- In May 1980, the State Planning Council on Radioactive
- Waste Management submitted the following unanimous
- recommendation to President Carter:
- -The national policy of the United States on low-level
- radioactive waste shall be that every State is responsi-
- ble for the disposal of the low-level radioactive waste
- generated by nondefense related activities within its
- boundaries and that States are authorized to enter into
- interstate compacts, as necessary, for the purpose of
- carrying out this responsibility.'' 126 Cong. Rec. 20135
- (1980).
-
- This recommendation was adopted by the National
- Governors' Association a few months later. See A Program
- for Action 6-7; H.R. Rep. No. 99-314, pt. 2, p. 18 (1985).
- The Governors recognized that the Federal Government
- could assert its preeminence in achieving a solution to this
- problem, but requested instead that Congress oversee state-
- developed regional solutions. Accordingly, the Governors'
- Task Force urged that -each state should accept primary
- responsibility for the safe disposal of low-level radioactive
- waste generated within its borders- and that -the states
- should pursue a regional approach to the low-level waste
- disposal problem.- A Program for Action 6.
- The Governors went further, however, in recommending
- that -Congress should authorize the states to enter into
- interstate compacts to establish regional disposal sites- and
- that -[s]uch authorization should include the power to
- exclude waste generated outside the region from the
- regional disposal site.- Id., at 7. The Governors had an
- obvious incentive in urging Congress not to add more
- coercive measures to the legislation should the States fail
- to comply, but they nevertheless anticipated that Congress
- might eventually have to take stronger steps to ensure
- compliance with long-range planning deadlines for low-level
- radioactive waste management. Accordingly, the Governors'
- Task Force
- -recommend[ed] that Congress defer consideration of
- sanctions to compel the establishment of new disposal
- sites until at least two years after the enactment of
- compact consent legislation. States are already con-
- fronting the diminishing capacity of present sites and
- an unequivocal political warning from those states'
- Governors. If at the end of the two-year period states
- have not responded effectively, or if problems still exist,
- stronger federal action may be necessary. But until
- that time, Congress should confine its role to removing
- obstacles and allow the states a reasonable chance to
- solve the problem themselves.- Id., at 8-9.
- Such concerns would have been mooted had Congress
- enacted a -federal- solution, which the Senate considered in
- July 1980. See S. 2189, 96th Cong., 2d Sess. (1980); S. Rep.
- No. 96-548 (1980) (detailing legislation calling for federal
- study, oversight, and management of radioactive waste).
- This -federal- solution, however, was opposed by one of the
- sited State's Senators, who introduced an amendment to
- adopt and implement the recommendations of the State
- Planning Council on Radioactive Waste Management. See
- 126 Cong. Rec. 20136 (1980) (statement of Sen. Thurmond).
- The -state-based- solution carried the day, and as enacted,
- the 1980 Act announced the -policy of the Federal Govern-
- ment that . . . each State is responsible for providing for the
- availability of capacity either within or outside the State for
- the disposal of low-level radioactive waste generated within
- its borders.- Pub. L. 96-573, 4(a)(1), 94 Stat. 3348. This
- Act further authorized States to -enter into such compacts
- as may be necessary to provide for the establishment and
- operation of regional disposal facilities for low-level radioac-
- tive waste,- 4(a)(2)(A), compacts to which Congress would
- have to give its consent. 4(a)(2)(B). The 1980 Act also
- provided that, beginning on January 1, 1986, an approved
- compact could reserve access to its disposal facilities for
- those States which had joined that particular regional
- compact. Ibid.
- As well described by one of the amici, the attempts by
- States to enter into compacts and to gain congressional
- approval sparked a new round of political squabbling
- between elected officials from unsited States, who generally
- opposed ratification of the compacts that were being formed,
- and their counterparts from the sited States, who insisted
- that the promises made in the 1980 Act be honored. See
- Brief for American Federation of Labor and Congress of
- Industrial Organizations as Amicus Curiae 12-14. In its
- effort to keep the States at the forefront of the policy
- amendment process, the National Governors' Association
- organized more than a dozen meetings to achieve a state
- consensus. See H. Brown, The Low-Level Waste Handbook:
- A User's Guide to the Low-Level Radioactive Waste Policy
- Amendments Act of 1985, p. iv (Nov. 1986) (describing -the
- states' desire to influence any revisions of the 1980 Act-).
- These discussions were not merely academic. The sited
- States grew increasingly and justifiably frustrated by the
- seeming inaction of unsited States in meeting the projected
- actions called for in the 1980 Act. Thus, as the end of 1985
- approached, the sited States viewed the January 1, 1986
- deadline established in the 1980 Act as a -drop-dead- date,
- on which the regional compacts could begin excluding the
- entry of out-of-region waste. See 131 Cong. Rec. 35203
- (1985). Since by this time the three disposal facilities
- operating in 1980 were still the only such plants accepting
- low-level radioactive waste, the unsited States perceived a
- very serious danger if the three existing facilities actually
- carried out their threat to restrict access to the waste
- generated solely within their respective compact regions.
- A movement thus arose to achieve a compromise between
- the sited and the unsited States, in which the sited States
- agreed to continue accepting waste in exchange for the
- imposition of stronger measures to guarantee compliance
- with the unsited States' assurances that they would develop
- alternate disposal facilities. As Representative Derrick
- explained, the compromise 1985 legislation -gives nonsited
- States more time to develop disposal sites, but also estab-
- lishes a very firm timetable and sanctions for failure to live
- up [to] the agreement.- Id., at 35207. Representative
- Markey added that -[t]his compromise became the basis for
- our amendments to the Low-Level Radioactive Waste Policy
- Act of 1980. In the process of drafting such amendments,
- various concessions have been made by all sides in an effort
- to arrive at a bill which all parties could accept.- Id., at
- 35205. The bill that in large measure became the 1985 Act
- -represent[ed] the diligent negotiating undertaken by- the
- National Governors' Association and -embodied- the
- -fundamentals of their settlement.- Id., at 35204 (state-
- ment of Rep. Udall). In sum, the 1985 Act was very much
- the product of cooperative federalism, in which the States
- bargained among themselves to achieve compromises for
- Congress to sanction.
- There is no need to resummarize the essentials of the
- 1985 legislation, which the Court does ante, at 4-6. It does,
- however, seem critical to emphasize what is accurately
- described in one amicus brief as the assumption by Con-
- gress of -the role of arbiter of disputes among the several
- States.- Brief for Rocky Mountain Low-Level Radioactive
- Waste Compact et al. as Amici Curiae 9. Unlike legislation
- that directs action from the Federal Government to the
- States, the 1980 and 1985 Acts reflected hard-fought
- agreements among States as refereed by Congress. The
- distinction is key, and the Court's failure properly to
- characterize this legislation ultimately affects its analysis
- of the take title provision's constitutionality.
- II
- To justify its holding that the take title provision contra-
- venes the Constitution, the Court posits that -[i]n this
- provision, Congress has crossed the line distinguishing
- encouragement from coercion.- Ante, at 27. Without
- attempting to understand properly the take title provision's
- place in the interstate bargaining process, the Court
- isolates the measure analytically and proceeds to dissect it
- in a syllogistic fashion. The Court candidly begins with an
- argument respondents do not make: -that the Constitution
- would not permit Congress simply to transfer radioactive
- waste from generators to state governments.- Ante, at 28.
- -Such a forced transfer,- it continues, -standing alone,
- would in principle be no different than a congressionally
- compelled subsidy from state governments to radioactive
- waste producers.- Ibid. Since this is not an argument
- respondents make, one naturally wonders why the Court
- builds its analysis that the take title provision is unconsti-
- tutional around this opening premise. But having carefully
- built its straw man, the Court proceeds impressively to
- knock him down. -As we have seen,- the Court teaches,
- -the Constitution does not empower Congress to subject
- state governments to this type of instruction.- Ante, at 28.
- Curiously absent from the Court's analysis is any effort
- to place the take title provision within the overall context
- of the legislation. As the discussion in Part I of this opinion
- suggests, the 1980 and 1985 statutes were enacted against
- a backdrop of national concern over the availability of
- additional low-level radioactive waste disposal facilities.
- Congress could have pre-empted the field by directly
- regulating the disposal of this waste pursuant to its powers
- under the Commerce and Spending Clauses, but instead it
- unanimously assented to the States' request for congres-
- sional ratification of agreements to which they had acceded.
- See 131 Cong. Rec. 35252 (1985); id., at 38425. As the floor
- statements of Members of Congress reveal, see supra, at
- ___, the States wished to take the lead in achieving a
- solution to this problem and agreed among themselves to
- the various incentives and penalties implemented by
- Congress to insure adherence to the various deadlines and
- goals. The chief executives of the States proposed this
- approach, and I am unmoved by the Court's vehemence in
- taking away Congress' authority to sanction a recalcitrant
- unsited State now that New York has reaped the benefits
- of the sited States' concessions.
- A
- In my view, New York's actions subsequent to enactment
- of the 1980 and 1985 Acts fairly indicate its approval of
- the interstate agreement process embodied in those laws
- within the meaning of Art. I, 10, cl. 3, of the Constitution,
- which provides that -[n]o State shall, without the Consent
- of Congress, . . . enter into any Agreement or Compact
- with another State.- First, the States-including New
- York-worked through their Governors to petition Congress
- for the 1980 and 1985 Acts. As I have attempted to
- demonstrate, these statutes are best understood as the
- products of collective state action, rather than as imposi-
- tions placed on States by the Federal Government. Second,
- New York acted in compliance with the requisites of both
- statutes in key respects, thus signifying its assent to the
- agreement achieved among the States as codified in these
- laws. After enactment of the 1980 Act and pursuant to its
- provision in 4(a)(2), 94 Stat. 3348, New York entered into
- compact negotiations with several other northeastern States
- before withdrawing from them to -go it alone.- Indeed, in
- 1985, as the January 1, 1986 deadline crisis approached
- and Congress considered the 1985 legislation that is the
- subject of this lawsuit, the Deputy Commissioner for Policy
- and Planning of the New York State Energy Office testified
- before Congress that -New York State supports the efforts
- of Mr. Udall and the members of this Subcommittee to
- resolve the current impasse over Congressional consent to
- the proposed LLRW compacts and provide interim access
- for states and regions without sites. New York State has
- been participating with the National Governors' Association
- and the other large states and compact commissions in an
- effort to further refine the recommended approach in HR
- 1083 and reach a consensus between all groups.- See Low-
- Level Waste Legislation: Hearings on H.R. 862, H.R. 1046,
- H.R. 1083, and H.R. 1267 before the Subcommittee on
- Energy and the Environment of the House Committee on
- Interior and Insular Affairs, 99th Cong., 1st Sess., 197
- (1985) (testimony of Charles Guinn) (emphasis added).
- Based on the assumption that -other states will [not]
- continue indefinitely to provide access to facilities adequate
- for the permanent disposal of low-level radioactive waste
- generated in New York,- 1986 N.Y. Laws, ch. 673, 2, the
- State legislature enacted a law providing for a waste
- disposal facility to be sited in the State. Ibid. This
- measure comported with the 1985 Act's proviso that States
- which did not join a regional compact by July 1, 1986,
- would have to establish an in-state waste disposal facility.
- See 42 U. S. C. 2021e(e)(1)(A). New York also complied
- with another provision of the 1985 Act, 2021e(e)(1)(B),
- which provided that by January 1, 1988, each compact or
- independent State would identify a facility location and
- develop a siting plan, or contract with a sited compact for
- access to that region's facility. By 1988, New York had
- identified five potential sites in Cortland and Allegany
- Counties, but public opposition there caused the State to
- reconsider where to locate its waste disposal facility. See
- Office of Environmental Restoration and Waste Manage-
- ment, U. S. Dept. of Energy, Report to Congress in Re-
- sponse to Public Law 99-240: 1990 Annual Report on Low-
- Level Radioactive Waste Management Progress 32-35
- (1991) (lodged with the Clerk of this Court). As it was
- undertaking these initial steps to honor the interstate
- compromise embodied in the 1985 Act, New York continued
- to take full advantage of the import concession made by the
- sited States, by exporting its low-level radioactive waste for
- the full 7-year extension period provided in the 1985 Act.
- By gaining these benefits and complying with certain of the
- 1985 Act's deadlines, therefore, New York fairly evidenced
- its acceptance of the federal-state arrangement-including
- the take title provision.
- Although unlike the 42 States that compose the nine
- existing and approved regional compacts, see Brief for
- United States 10, n. 19, New York has never formalized its
- assent to the 1980 and 1985 statutes, our cases support the
- view that New York's actions signify assent to a constitu-
- tional interstate -agreement- for purposes of Art. I, 10, cl.
- 3. In Holmes v. Jennison, 14 Pet. 540 (1840), Chief Justice
- Taney stated that -[t]he word `agreement,' does not neces-
- sarily import any direct and express stipulation; nor is it
- necessary that it should be in writing. If there is a verbal
- understanding to which both parties have assented, and
- upon which both are acting, it is an `agreement.' And the
- use of all of these terms, `treaty,' `agreement,' `compact,'
- show that it was the intention of the framers of the Consti-
- tution to use the broadest and most comprehensive terms;
- . . . and we shall fail to execute that evident intention,
- unless we give to the word `agreement' its most extended
- signification; and so apply it as to prohibit every agreement,
- written or verbal, formal or informal, positive or implied, by
- the mutual understanding of the parties.- Id., at 572.
- (emphasis added). In my view, New York acted in a
- manner to signify its assent to the 1985 Act's take title
- provision as part of the elaborate compromise reached
- among the States.
- The State should be estopped from asserting the unconsti-
- tutionality of a provision that seeks merely to ensure that,
- after deriving substantial advantages from the 1985 Act,
- New York in fact must live up to its bargain by establishing
- an in-state low-level radioactive waste facility or assuming
- liability for its failure to act. Cf. West Virginia ex rel. Dyer
- v. Sims, 341 U. S. 22, 35-36 (1951), Jackson, J., concurring:
- -West Virginia officials induced sister States to contract
- with her and Congress to consent to the Compact. She now
- attempts to read herself out of this interstate Compact. . . .
- Estoppel is not often to be invoked against a government.
- But West Virginia assumed a contractual obligation with
- equals by permission of another government that is
- sovereign in the field. After Congress and sister States had
- been induced to alter their positions and bind themselves to
- terms of a covenant, West Virginia should be estopped from
- repudiating her act. . . .- (Emphasis added.)
- B
- Even were New York not to be estopped from challenging
- the take title provision's constitutionality, I am convinced
- that, seen as a term of an agreement entered into between
- the several States, this measure proves to be less constitu-
- tionally odious than the Court opines. First, the practical
- effect of New York's position is that because it is unwilling
- to honor its obligations to provide in-state storage facilities
- for its low-level radioactive waste, other States with such
- plants must accept New York's waste, whether they wish to
- or not. Otherwise, the many economically and socially-
- beneficial producers of such waste in the State would have
- to cease their operations. The Court's refusal to force New
- York to accept responsibility for its own problem inevitably
- means that some other State's sovereignty will be impinged
- by it being forced, for public health reasons, to accept New
- York's low-level radioactive waste. I do not understand the
- principle of federalism to impede the National Government
- from acting as referee among the States to prohibit one
- from bullying another.
- Moreover, it is utterly reasonable that, in crafting a
- delicate compromise between the three overburdened States
- that provided low-level radioactive waste disposal facilities
- and the rest of the States, Congress would have to ratify
- some punitive measure as the ultimate sanction for non-
- compliance. The take title provision, though surely oner-
- ous, does not take effect if the generator of the waste does
- not request such action, or if the State lives up to its
- bargain of providing a waste disposal facility either within
- the State or in another State pursuant to a regional
- compact arrangement or a separate contract. See 42
- U. S. C. 2021e(d)(2)(C).
- Finally, to say, as the Court does, that the incursion on
- state sovereignty -cannot be ratified by the `consent' of state
- officials,- ante, at 34, is flatly wrong. In a case involving a
- congressional ratification statute to an interstate compact,
- the Court upheld a provision that Tennessee and Missouri
- had waived their immunity from suit. Over their objection,
- the Court held that -[t]he States who are parties to the
- compact by accepting it and acting under it assume the
- conditions that Congress under the Constitution attached.-
- Petty v. Tennessee-Missouri Bridge Comm'n, 359 U. S. 275,
- 281-282 (1959) (emphasis added). In so holding, the Court
- determined that a State may be found to have waived a
- fundamental aspect of its sovereignty-the right to be
- immune from suit-in the formation of an interstate
- compact even when in subsequent litigation it expressly
- denied its waiver. I fail to understand the reasoning behind
- the Court's selective distinctions among the various aspects
- of sovereignty that may and may not be waived and do not
- believe these distinctions will survive close analysis in
- future cases. Hard public policy choices sometimes require
- strong measures, and the Court's holding, while not
- irremediable, essentially misunderstands that the 1985 take
- title provision was part of a complex interstate agreement
- about which New York should not now be permitted to
- complain.
- III
- The Court announces that it has no occasion to revisit
- such decisions as Gregory v. Ashcroft, 501 U. S. ___ (1991);
- South Carolina v. Baker, 485 U. S. 505 (1988); Garcia v.
- San Antonio Metropolitan Transit Authority, 469 U. S. 528
- (1985); EEOC v. Wyoming, 460 U. S. 226 (1983); and
- National League of Cities v. Usery, 426 U. S. 833 (1976); see
- ante, at 13, because -this is not a case in which Congress
- has subjected a State to the same legislation applicable to
- private parties.- Ibid. Although this statement sends the
- welcome signal that the Court does not intend to cut a wide
- swath through our recent Tenth Amendment precedents, it
- nevertheless is unpersuasive. I have several difficulties
- with the Court's analysis in this respect: it builds its rule
- around an insupportable and illogical distinction in the
- types of alleged incursions on state sovereignty; it derives
- its rule from cases that do not support its analysis; it fails
- to apply the appropriate tests from the cases on which it
- purports to base its rule; and it omits any discussion of the
- most recent and pertinent test for determining the take
- title provision's constitutionality.
- The Court's distinction between a federal statute's
- regulation of States and private parties for general purpos-
- es, as opposed to a regulation solely on the activities of
- States, is unsupported by our recent Tenth Amendment
- cases. In no case has the Court rested its holding on such
- a distinction. Moreover, the Court makes no effort to
- explain why this purported distinction should affect the
- analysis of Congress' power under general principles of
- federalism and the Tenth Amendment. The distinction,
- facilely thrown out, is not based on any defensible theory.
- Certainly one would be hard-pressed to read the spirited
- exchanges between the Court and dissenting Justices in
- National League of Cities, supra, and in Garcia v. San
- Antonio Metropolitan Transit Authority, supra, as having
- been based on the distinction now drawn by the Court. An
- incursion on state sovereignty hardly seems more constitu-
- tionally acceptable if the federal statute that -commands-
- specific action also applies to private parties. The alleged
- diminution in state authority over its own affairs is not any
- less because the federal mandate restricts the activities of
- private parties.
- Even were such a distinction to be logically sound, the
- Court's -anti-commandeering- principle cannot persuasively
- be read as springing from the two cases cited for the
- proposition, Hodel v. Virginia Surface Mining & Reclama-
- tion Assn., Inc., 452 U. S. 264, 288 (1981), and FERC v.
- Mississippi, 456 U. S. 742, 761-762 (1982). The Court
- purports to draw support for its rule against Congress
- -commandeer[ing]- state legislative processes from a
- solitary statement in dictum in Hodel. See ante, at 13: -As
- an initial matter, Congress may not simply `commandee[r]
- the legislative processes of the States by directly compelling
- them to enact and enforce a federal regulatory program.'-
- (quoting Hodel, supra, at 288). That statement was not
- necessary to the decision in Hodel, which involved the
- question whether the Tenth Amendment interfered with
- Congress' authority to pre-empt a field of activity that could
- also be subject to state regulation and not whether a federal
- statute could dictate certain actions by States; the language
- about -commandeer[ing]- States was classic dicta. In
- holding that a federal statute regulating the activities of
- private coal mine operators was constitutional, the Court
- observed that -[i]t would . . . be a radical departure from
- long-established precedent for this Court to hold that the
- Tenth Amendment prohibits Congress from displacing state
- police power laws regulating private activity.- 452 U. S., at
- 292.
- The Court also claims support for its rule from our
- decision in FERC, and quotes a passage from that case in
- which we stated that ```this Court never has sanctioned
- explicitly a federal command to the States to promulgate
- and enforce laws and regulations.''' Ante, at 14 (quoting
- 456 U. S., at 761-762). In so reciting, the Court extracts
- from the relevant passage in a manner that subtly alters
- the Court's meaning. In full, the passage reads: -While
- this Court never has sanctioned explicitly a federal com-
- mand to the States to promulgate and enforce laws and
- regulations, cf. EPA v. Brown, 431 U. S. 99 (1977), there are
- instances where the Court has upheld federal statutory
- structures that in effect directed state decisionmakers to take
- or to refrain from taking certain actions.- Ibid. (citing Fry
- v. United States, 421 U. S. 542 (1975) (emphasis added).
- The phrase highlighted by the Court merely means that we
- have not had the occasion to address whether Congress may
- -command- the States to enact a certain law, and as I have
- argued in Parts I and II of this opinion, this case does not
- raise that issue. Moreover, it should go without saying that
- the absence of any on-point precedent from this Court has
- no bearing on the question whether Congress has properly
- exercised its constitutional authority under Article I.
- Silence by this Court on a subject is not authority for
- anything.
- The Court can scarcely rest on a distinction between
- federal laws of general applicability and those ostensibly
- directed solely at the activities of States, therefore, when
- the decisions from which it derives the rule not only made
- no such distinction, but validated federal statutes that
- constricted state sovereignty in ways greater than or
- similar to the take title provision at issue in this case. As
- Fry, Hodel, and FERC make clear, our precedents prior to
- Garcia upheld provisions in federal statutes that directed
- States to undertake certain actions. -[I]t cannot be consti-
- tutionally determinative that the federal regulation is likely
- to move the States to act in a given way,- we stated in
- FERC, -or even to `coerc[e] the States' into assuming a
- regulatory role by affecting their `freedom to make decisions
- in areas of -integral governmental functions.-'- 456 U. S.,
- at 766. I thus am unconvinced that either Hodel or FERC
- supports the rule announced by the Court.
- And if those cases do stand for the proposition that in
- certain circumstances Congress may not dictate that the
- States take specific actions, it would seem appropriate to
- apply the test stated in FERC for determining those
- circumstances. The crucial threshold inquiry in that case
- was whether the subject matter was pre-emptible by
- Congress. See 456 U. S., at 765. -If Congress can require
- a state administrative body to consider proposed regulations
- as a condition to its continued involvement in a pre-
- emptible field-and we hold today that it can-there is
- nothing unconstitutional about Congress' requiring certain
- procedural minima as that body goes about undertaking its
- tasks.- Id., at 771 (emphasis added). The FERC Court
- went on to explain that if Congress is legislating in a pre-
- emptible field-as the Court concedes it was doing here, see
- ante, at 25-26--the proper test before our decision in Garcia
- was to assess whether the alleged intrusions on state
- sovereignty -do not threaten the States' `separate and
- independent existence,' Lane County v. Oregon, 7 Wall. 71,
- 76 (1869); Coyle v. Oklahoma, 221 U. S. 559, 580 (1911),
- and do not impair the ability of the States `to function
- effectively in a federal system.' Fry v. United States, 421
- U. S., at 547, n. 7; National League of Cities v. Usery, 426
- U. S., at 852.- FERC, supra, at 765-766. On neither score
- does the take title provision raise constitutional problems.
- It certainly does not threaten New York's independent
- existence nor impair its ability to function effectively in the
- system, all the more so since the provision was enacted
- pursuant to compromises reached among state leaders and
- then ratified by Congress.
- It is clear, therefore, that even under the precedents
- selectively chosen by the Court, its analysis of the take title
- provision's constitutionality in this case falls far short of
- being persuasive. I would also submit, in this connection,
- that the Court's attempt to carve out a doctrinal distinction
- for statutes that purport solely to regulate State activities
- is especially unpersuasive after Garcia. It is true that in
- that case we considered whether a federal statute of general
- applicability-the Fair Labor Standards Act-applied to
- state transportation entities but our most recent statements
- have explained the appropriate analysis in a more general
- manner. Just last Term, for instance, Justice O'Connor
- wrote for the Court that -[w]e are constrained in our ability
- to consider the limits that the state-federal balance places
- on Congress' powers under the Commerce Clause. See
- Garcia v. San Antonio Metropolitan Transit Authority, 469
- U. S. 528 (1985) (declining to review limitations placed on
- Congress' Commerce Clause powers by our federal system).-
- Gregory v. Ashcroft, 501 U. S. ___, ___ (1991) (slip op., at
- 10). Indeed, her opinion went on to state that -this Court
- in Garcia has left primarily to the political process the
- protection of the States against intrusive exercises of
- Congress' Commerce Clause powers.- Ibid. (emphasis
- added).
- Rather than seek guidance from FERC and Hodel,
- therefore, the more appropriate analysis should flow from
- Garcia, even if this case does not involve a congressional
- law generally applicable to both States and private parties.
- In Garcia, we stated the proper inquiry: -[W]e are con-
- vinced that the fundamental limitation that the constitu-
- tional scheme imposes on the Commerce Clause to protect
- the `States as States' is one of process rather than one of
- result. Any substantive restraint on the exercise of
- Commerce Clause powers must find its justification in the
- procedural nature of this basic limitation, and it must be
- tailored to compensate for possible failings in the national
- political process rather than to dictate a `sacred province of
- state autonomy.'- 469 U. S., at 554 (quoting EEOC v.
- Wyoming, 460 U. S., at 236). Where it addresses this
- aspect of respondents' argument, see ante, at 33-35, the
- Court tacitly concedes that a failing of the political process
- cannot be shown in this case because it refuses to rebut the
- unassailable arguments that the States were well able to
- look after themselves in the legislative process that culmi-
- nated in the 1985 Act's passage. Indeed, New York
- acknowledges that its -congressional delegation participated
- in the drafting and enactment of both the 1980 and the
- 1985 Acts.- Pet. for Cert. in No. 91-543, p. 7. The Court
- rejects this process-based argument by resorting to generali-
- ties and platitudes about the purpose of federalism being to
- protect individual rights.
- Ultimately, I suppose, the entire structure of our federal
- constitutional government can be traced to an interest in
- establishing checks and balances to prevent the exercise of
- tyranny against individuals. But these fears seem extreme-
- ly far distant to me in a situation such as this. We face a
- crisis of national proportions in the disposal of low-level
- radioactive waste, and Congress has acceded to the wishes
- of the States by permitting local decisionmaking rather
- than imposing a solution from Washington. New York itself
- participated and supported passage of this legislation at
- both the gubernatorial and federal representative levels,
- and then enacted state laws specifically to comply with the
- deadlines and timetables agreed upon by the States in the
- 1985 Act. For me, the Court's civics lecture has a decidedly
- hollow ring at a time when action, rather than rhetoric, is
- needed to solve a national problem.
- IV
- Though I disagree with the Court's conclusion that the
- take title provision is unconstitutional, I do not read its
- opinion to preclude Congress from adopting a similar
- measure through its powers under the Spending or Com-
- merce Clauses. The Court makes clear that its objection is
- to the alleged -commandeer[ing]- quality of the take title
- provision. See ante, at 27. As its discussion of the sur-
- charge and rebate incentives reveals, see ante, at 23-24, the
- spending power offers a means of enacting a take title
- provision under the Court's standards. Congress could, in
- other words, condition the payment of funds on the State's
- willingness to take title if it has not already provided a
- waste disposal facility. Under the scheme upheld in this
- case, for example, monies collected in the surcharge
- provision might be withheld or disbursed depending on a
- State's willingness to take title to or otherwise accept
- responsibility for the low-level radioactive waste generated
- in state after the statutory deadline for establishing its own
- waste disposal facility has passed. See ante, at 24; South
- Dakota v. Dole, 483 U. S. 203, 208-209 (1987); Massachu-
- setts v. United States, 435 U. S. 444, 461 (1978).
- Similarly, should a State fail to establish a waste disposal
- facility by the appointed deadline (under the statute as
- presently drafted, January 1, 1996, 2021e(d)(2)(C)), Con-
- gress has the power pursuant to the Commerce Clause to
- regulate directly the producers of the waste. See ante, at
- 25-26. Thus, as I read it, Congress could amend the
- statute to say that if a State fails to meet the January 1,
- 1996 deadline for achieving a means of waste disposal, and
- has not taken title to the waste, no low-level radioactive
- waste may be shipped out of the State of New York. See,
- e.g., Hodel, 452 U. S., at 288. As the legislative history of
- the 1980 and 1985 Acts indicates, faced with the choice of
- federal pre-emptive regulation and self-regulation pursuant
- to interstate agreement with congressional consent and
- ratification, the States decisively chose the latter. This
- background suggests that the threat of federal pre-emption
- may suffice to induce States to accept responsibility for
- failing to meet critical time deadlines for solving their low-
- level radioactive waste disposal problems, especially if that
- federal intervention also would strip state and local
- authorities of any input in locating sites for low-level
- radioactive waste disposal facilities. And of course, should
- Congress amend the statute to meet the Court's objection
- and a State refuse to act, the National Legislature will have
- ensured at least a federal solution to the waste manage-
- ment problem.
- Finally, our precedents leave open the possibility that
- Congress may create federal rights of action in the genera-
- tors of low-level radioactive waste against persons acting
- under color of state law for their failure to meet certain
- functions designated in federal-state programs. Thus, we
- have upheld 1983 suits to enforce certain rights created by
- statutes enacted pursuant to the Spending Clause, see, e.g.,
- Wilder v. Virginia Hospital Assn,, 496 U. S. 498 (1990);
- Wright v. Roanoke Redevelopment and Housing Authority,
- 479 U. S. 418 (1987), although Congress must be cautious
- in spelling out the federal right clearly and distinctly, see,
- e.g., Suter v. Artist M, 503 U. S. ___ (1992) (not permitting
- a 1983 suit under a Spending Clause statute when the
- ostensible federal right created was too vague and amor-
- phous). In addition to compensating injured parties for the
- State's failure to act, the exposure to liability established by
- such suits also potentially serves as an inducement to
- compliance with the program mandate.
- V
- The ultimate irony of the decision today is that in its
- formalistically rigid obeisance to -federalism,- the Court
- gives Congress fewer incentives to defer to the wishes of
- state officials in achieving local solutions to local problems.
- This legislation was a classic example of Congress acting as
- arbiter among the States in their attempts to accept
- responsibility for managing a problem of grave import. The
- States urged the National Legislature not to impose from
- Washington a solution to the country's low-level radioactive
- waste management problems. Instead, they sought a
- reasonable level of local and regional autonomy consistent
- with Art. I, 10, cl. 3, of the Constitution. By invalidating
- the measure designed to ensure compliance for recalcitrant
- States, such as New York, the Court upsets the delicate
- compromise achieved among the States and forces Congress
- to erect several additional formalistic hurdles to clear before
- achieving exactly the same objective. Because the Court's
- justifications for undertaking this step are unpersuasive to
- me, I respectfully dissent.
-